Privacy Policy

PRIVACY POLICY NOTICEBentham Wealth Advisors Inc.July 15, 2024

Bentham Wealth Advisors Inc. has adopted this privacy policy with recognition that protecting the privacy andsecurity of the personal information we obtain about our customers is an important responsibility. We also know thatyou expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain certainpersonal information about you. We want you to know what information we collect and how we use and safeguardthat information.

Information We Collect: We collect certain nonpublic information about you ("Customer Information"). Theessential purpose for collecting Customer Information is to allow us to provide advisory services to you. CustomerInformation we collect may include:

Information that you provide on applications or other forms. This Customer Information may includepersonal and household information such as income, spending habits, investment objectives, financialgoals, statements of account, and other records concerning your financial condition and assets, togetherwith information concerning employee benefits and retirement plan interests, wills, trusts, mortgages andtax returns.

• ●  Identifying information such as your name, age, address, social security number, etc.
• ●  Information about your transactions with us, or others (e.g., broker-dealers, clearing firms, or other chosen
• investment sponsors).
• ●  Information we receive from consumer reporting agencies (e.g., credit bureaus), as well as other various
• materials we may use to provide an appropriate recommendation or to fill a service request.
• Security of Your Information: We restrict access to your nonpublic personal information to those employees whoneed to know that information to service your account. We maintain physical, electronic and procedural safeguardsthat comply with applicable federal or state standards to protect your nonpublic personal information.
• Information We Disclose: We do not disclose the nonpublic personal information we collect about our customersto anyone except: (i) in furtherance of our business relationship with them and then only to those persons necessaryto effect the transactions and provide the authorized services (such as broker-dealers, custodians, independentmanagers etc.); (ii) to persons assessing our compliance with industry standards (e.g., professional licensingauthorities, consultants, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided by law.
• We are permitted by law to disclose the nonpublic personal information about you to governmental agencies andother third parties in certain circumstances (such as third parties that perform administrative or marketing serviceson our behalf or for joint marketing programs). These third parties are prohibited to use or share the information forany other purpose.
• Former Clients: If you decide to close your account(s) or become an inactive customer, we will adhere to ourprivacy policies, which may be amended from time to time.
• Changes to Our Privacy Policy: In the event there were to be a material change to our privacy policy regardinghow we use your confidential information, we will provide written notice to you. Where applicable, you would begiven an opportunity to limit or opt-out of such disclosure arrangements.
• Questions: If you have questions about this privacy notice or about the privacy of your customer information callour main number (716) 580-1500 and ask to speak to the Chief Compliance Officer.

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